The GenAI Reference Architecture

Ali Arsanjani
27 min readApr 29, 2024

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In this article we are providing the major architectural building blocks and blueprint for building end-to-end GenAI-based applications that are ready for production. I’d like to call out several key considerations as you go about implementing and designing these llm-based applications.

Table of Contents
Key Considerations
The GenAI Reference Architecture
UI/UX
Prompt Engineering
RAG (Retrieve, Augment, Generate)
Serve
Adapt
Prepare & Tune Data & Models
Ground
Multi-agent Systems
Govern
MLOps
References

Key Considerations

AI Maturity for Selection of GenAI Components in your Target Architecture.

You need to establish where you are in the AI maturity Spectrum and where you should be in order to implement the architectures that would support the business use cases for your generative application. Therefore, you will not necessarily need every single one of these Architectural Components for every single application; depending on the maturity of your project, line of business or organization you may pick and choose among these architectural building blocks. each of these architectural building blocks or Architectural Components can be constructed through the patterns that we are providing here. remember patterns generate architectures and in this case microarchitectures or the architectural building blocks necessary for Designing and building that specific part of your llm-based application. Separately I provide a generative AI maturity model that will help you navigate where you are and where you need to be in terms of llm maturity and sophistication in order to successfully Implement these applications

Selection of Patterns within that Architectural Building Block.

Let’s say you decide that you need prompt engineering, selection of a back end LLM (e.g., Google Gemini) and to serve your model and you need retrieval augmentation so effectively a level 3 of maturity (see our generative AI maturity model for more details.) It’s important to remember that even if you now know that your target level of maturity is to build a level 3 retrieval augmented generation capable application, there are many ways to implement the RAG Component of your architecture. thus we look at this component as a pattern that can be designed and implemented in different levels of sophistication. let me give you a more detailed breakdown here. rag can be implemented as basic RAG, intermediate RAG or Advanced RAG or automated RAG. therefore even when you know your target level of maturity for that architectural building block you still need to decide the details the implementation details of implementing that pattern. in this article we will only break down the basic levels and in subsequent articles I will go into much more detail on each architectural building block.

Predictive AI, Generative AI and Data Pipelines are all fair game.

It is important to note that generative AI will include traditional predictive AI as well as data ingestion, cleansing, mesh, pipelines Etc. patterns generate architectures in the traditional software engineering sense. With the Advent and popularity of generative AI it is important to understand the domain as a set of patterns which consist of problem solution pairs with a particular context and a particular set of forces or trade-offs and considerations you need to make. After applying the pattern which is the solution section of the pattern there are always resulting consequences: not every Force in the problem space will be resolved by applying the pattern for that architectural component. Therefore some forces will be unresolved and you still need to apply additional patterns or techniques in order to resolve those forces in the problem space. Here we have provided a section for resulting consequences and a reference to other patterns that may be of use. Some of these patterns we have elaborated here others are commonplace and quite intuitive and therefore you can look for references in the literature in order to implement them.

So with that initial set of considerations out of the way let’s dive into each one of the architectural building blocks of the Jedi reference architecture and explore them generally and then look at them from the lens of a pattern.

The GenAI Reference Architecture

The generative AI reference architecture provides a set of architectural building blocks that provide a blueprint for building end-to-end large language model based applications for the enterprise. as we go from the phases of proof of concept to production grade systems it is important to understand what the building blocks are and how to implement them. for each building block we provide that building block as a design pattern or architectural pattern in which we explore the various aspects of the problem, the context, the forces or trade-offs, the solution, the resulting consequence and possibly related patterns.

GenAI Reference Architecture: Patterns for Designing End-to-end Production-grade GenAI Applications

UI/UX

Conversational UI. Conversational interfaces leverage natural language processing to enable human-like interactions. A 2020 paper by Ram et al. [1] discusses advancements in conversational AI, highlighting techniques like transfer learning and reinforcement learning to improve dialogue systems. The paper emphasizes the importance of natural and context-aware interactions for enhanced user experience.

[Hyper-]Personalization. UI personalization involves tailoring interfaces to individual user preferences and needs. A 2019 paper by Kocaballi et al. [2] explores the role of personalization in AI-based health interventions. The authors discuss how personalized interfaces can improve user engagement and adherence to AI-driven recommendations, leading to better health outcomes.

One of the nuances in building these LLM-based systems is to use the LLM to generate hyper-personalizied next best user experience based on past history, current user, context, proactive anticipation of responses.

Therefore, you can figuratively think of each step in the ux or each ui to have more contextual awareness and thus differ in the information it presents to the user based on the proactively next best action recommended or likely to be taken. This introduces the notion of intelligent interfaces and marines the user experience richer, smarter and more proactively inclined with step wise recommendations based in contextual hyper-personalization.

With Google’s Vertex AI platform you can actually build a user experience that requires no-code or low code interaction as well as the obvious full code (API-based) interactions. We have our Agent-Builder on Vertex AI that can help you Implement complex search, conversation and applications and perform retrieval augmentation right out of the box with your own proprietary data grounded in your own Enterprise repositories and data whether they be structured data unstructured data. This can be implemented with Vertex AI Search and Vertex AI Conversation to build agent based applications that support conversational agents such as customer agents, employee agents, data agents Etc.

Problem/Challenge

  • The challenge lies in creating intuitive, personalized and user-friendly interfaces for seamless human-AI interaction.
  • This involves designing interfaces that allow users to naturally interact with AI systems, leveraging their capabilities effectively.
  • A key aspect is the development of a conversational agent that guides users through tasks, enhancing their overall experience. For example, a virtual assistant that helps users navigate a complex enterprise application or find a needle in a haystack.

Context/Background

  • Users interact with AI through various channels, including search engines, chatbots, and enterprise software. As AI becomes integrated into daily tools, a seamless experience is crucial. For instance, a user might interact with an AI-powered search engine and then transition to a conversational agent for more complex queries, expecting a cohesive and consistent experience.

Considerations/Tradeoffs

  • Designing UI/UX for AI involves balancing simplicity and functionality. The interface should be easy to use while providing access to powerful AI features. Trade-offs include deciding between a simple interface with limited functions versus a complex one that may overwhelm users. A well-designed interface strikes a balance, enabling users to efficiently utilize AI capabilities.

Solution

  • We propose developing sophisticated user interfaces that unify capabilities. For example, an interface that allows users to search enterprise data, interact with a conversational agent for guidance, and provides a space for developers to build and test AI solutions. This unified interface improves user experience and productivity.
  • Solution Details
  • The solution involves integrating advanced search algorithms and natural language processing. Natural language-based search enables users to find information using conversational queries. Conversational agents assist users with tasks and provide guidance through dialogue. These features enhance the user experience and reduce complexity.

Resulting Consequence

  • Improved UI/UX designs lead to higher user engagement and satisfaction with AI solutions. Well-designed interfaces encourage wider adoption, improve productivity, and foster a positive perception of AI technologies within organizations.

Related Patterns

  • Conversational UI: This pattern focuses on creating natural and human-like interactions through conversational agents. It involves designing dialogue systems that understand and respond to user queries, simulating a conversation. [7]
  • Personalization/Generative UI: Tailoring the UI/UX to individual users involves customizing interfaces based on user preferences, behaviors, and needs. This creates a more intuitive and engaging experience, improving user satisfaction. [8]

Prompt Engineering

Templating: Prompt templates provide a structured approach to guide AI models. A 2021 paper by Liu et al. [3] proposes a prompt-based learning framework for natural language processing tasks. The authors demonstrate how well-designed prompt templates can significantly improve model performance across various benchmarks, highlighting the importance of effective prompt engineering.

Problem/Challenge

  • The challenge is to guide AI models to generate desired outputs by providing precise prompts. Prompt engineering involves techniques to ensure the model understands the task and generates the intended response. This is crucial for language models, where prompts shape the context and output.

Context/Background

  • AI models, especially large language models, rely on prompts to understand and generate text. The quality of prompts directly impacts the accuracy and relevance of the model’s output. Well-engineered prompts are essential for tasks like text generation, question-answering, and language translation.

Considerations/Tradeoffs

  • Detailed prompts provide clear guidance to AI models, improving accuracy. However, overly specific prompts may limit flexibility and creativity. Finding the right balance ensures the model can adapt to various situations while producing desired outputs.

Solution

  • Prompt engineering techniques offer a systematic approach. This includes prompt design, where prompts are crafted with specific language and structure. Template creation provides a framework for consistent prompting. Testing involves evaluating prompts with the model to ensure optimal performance.

Solution Details

Prompt engineering involves understanding the task and desired output. Prompt templates are designed and optimized using techniques like prompt data augmentation. Testing involves evaluating model performance with different prompts to identify the most effective approach.

Prompt Engineering Best Practices: Expanded

1. Clarity and Specificity

  • Example: Instead of “Tell me about climate change,” try “Explain the causes and effects of climate change, focusing on the impact on global weather patterns and ecosystems.” This provides a clear direction.

2. Context Provision

  • Example: For a writing task, provide details about the desired tone (formal, informal), target audience (experts, general public), and length.

3. Step-by-Step Instructions

  • Example: For a complex problem-solving task, break it into steps like “1. Identify the problem, 2. Analyze potential causes, 3. Propose solutions, 4. Evaluate the best solution.”

4. Few-Shot Learning

  • Example: If you want the model to summarize articles, provide a few examples of well-written summaries alongside the original articles.

5. Chain-of-Thought (CoT) Prompting [22]

  • Example: Instead of “What is the capital of France?” ask “What is the country known for the Eiffel Tower? What is the most famous city in that country? What is the capital of that city?”

6. Tree-of-Thought (ToT) Prompting [23]

  • Example: When generating creative ideas, prompt the model to explore different branches like “Idea 1: Focus on sustainability,” “Idea 2: Emphasize technology,” etc.

7. Outline-of-Thought (OoT) and other X-of-thought Prompting [26]

  • Example: Provide a structured outline for an essay, specifying the introduction, main points, supporting evidence, and conclusion.

8. ReAct (Reason-Act) Framework [24]

  • Example: For a customer service chatbot, the “Reason” steps could involve analyzing the customer’s query, while the “Act” steps would involve generating helpful responses or actions.

9. DSPy Prompt Engineering Templating [25]

DSPy is a framework for programming foundation models. It allows users to build complex systems by separating the flow of the program from the parameters of each step. This is done through modules and optimizers. Modules are the building blocks of a program and specify the inputs and outputs. Optimizers are algorithms that can tune the prompts and weights of a program. DSPy can be used to compile programs, meaning it can improve the quality of a program by creating effective prompts and updating weights.

  • Example: Create a DSPy template for product descriptions that includes placeholders for product name, features, benefits, and target audience.

10. Iterative Testing and Refinement:

  • Example: After testing a prompt, analyze the model’s output and adjust the prompt wording, structure, or examples to improve the results.

Consider Adjusting:

  • Temperature: Adjust the “temperature” parameter in your model settings to control the randomness of output. Lower temperatures yield more focused responses, while higher temperatures encourage creativity.
  • Top-k sampling: Limit the model to choosing from the top k most probable words at each step of generation, balancing creativity with coherence.
  • Model Selection: Choose the right model for the task. Some models excel at specific tasks like code generation or creative writing.
  • Prompt Length: Experiment with prompt length. While detailed prompts are often helpful, overly long prompts can sometimes confuse the model.

Resulting Consequence

  • Prompt engineering leads to more accurate and relevant outputs from AI systems. Well-engineered prompts improve the model’s understanding, resulting in responses that align with human expectations and specific application requirements.

Related Patterns

  • Templating: Prompt templates provide a structured approach, ensuring consistency and effectiveness. Templates guide the creation of prompts, improving efficiency and performance. [7]
  • Model Fine-Tuning: Prompt engineering is closely related to model fine-tuning, as both aim to optimize model performance. Prompt engineering focuses on input optimization, while fine-tuning adjusts model parameters. [8]

RAG (Retrieve, Augment, Generate)

Yes, this is Retrieval Augmented Generation (RAG). And it can be applied using a wide spectrum of techniques spanning Basic RAG, Intermediate RAG, Advanced RAG. In this post we will only cover Basic RAG.

The main theme of RAG is Data Enrichment: RAG leverages data enrichment & augmentation to enhance prompt quality. A 2021 paper by Lewis et al. [5] proposes a retrieval-augmented generation approach for question answering. The authors demonstrate how retrieving relevant passages from external knowledge sources can significantly improve the accuracy and informativeness of generated answers.

Contextual Awareness is a key objective of RAG. RAG improves the model’s contextual awareness by augmenting prompts with additional data. A 2020 paper by Guu et al. [6] introduces a knowledge-augmented language model that retrieves and incorporates relevant information from a knowledge base. The authors show how this approach enhances the model’s ability to generate contextually relevant and factually accurate responses.

Problem/Challenge

  • Enhancing prompt quality and relevance by providing additional context. Initial prompts may lack sufficient data, leading to suboptimal outputs. RAG addresses this by retrieving and integrating relevant information to augment prompts.

Context/Background

  • AI models, especially language models, rely on prompts for context. Incomplete prompts can result in inaccurate or incomplete responses. RAG aims to provide a richer context by retrieving and incorporating additional data.

Considerations/Tradeoffs

  • Augmenting prompts with additional data improves context and output quality. However, this introduces processing complexity and potential delays. There’s a trade-off between the richness of context and the efficiency of generation.

Google AI Implementation

Ensure the accuracy and relevance of your AI agents by connecting them to your trusted data sources.

Managed Service, OOTB: Use our Gemini API to ground in results from Google Search and improve the completeness and accuracy of responses. To ground agents in your enterprise data, use Vertex AI Search’s out-of-the-box RAG system which can help you get started with a few clicks.

DIY: If you are looking to build a DIY RAG, you can use our component APIs for document processing, ranking, grounded generation, and performing checks on outputs.

You can also use vector search to create powerful vector embeddings based applications.

With connectors, your apps can index and surface fresh data from popular enterprise applications like JIRA, ServiceNow, and Hadoop.

Vertex AI extensions and function calling tools enable your apps and agents to perform actions on your users’ behalf.

Solution

  • RAG (Retrieve, Augment, Generate) retrieves and integrates relevant additional data to augment prompts before generation. This ensures the model has access to a broader context, improving output quality.
  • Solution Details:
  • RAG combines information retrieval techniques with language generation. Relevant data is retrieved from knowledge bases, text corpora, or other sources. This data is then used to augment the prompt, providing enhanced context for the model.

Resulting Consequence

  • RAG improves AI outputs with richer context and enhanced accuracy. The augmented prompt enables the model to generate more comprehensive and contextually relevant responses.

Related Patterns

  • Data Enrichment: RAG is a form of data enrichment, where additional data is retrieved and integrated to enhance the input. This improves the model’s understanding and output quality. [7]
  • Contextual Awareness: By augmenting prompts with additional data, RAG enhances the model’s contextual awareness. This enables the model to generate responses that consider a broader context. [8]

Serve

API Management: Serving AI models via APIs enables seamless integration with applications. A 2019 paper by Zaharia et al. [7] discusses the challenges and best practices in deploying machine learning models at scale. The authors highlight the importance of robust API management for efficient and reliable serving of AI capabilities.

Service Mesh. Service mesh architectures facilitate the deployment and management of microservices, including AI services. A 2020 paper by Amershi et al. [8] explores the role of service meshes in MLOps, emphasizing their benefits in terms of observability, traffic management, and security for AI deployments.

Problem/Challenge

  • Serving, or deploying, the output of AI models to end-users or systems is a critical step in the AI development process.

Context/Background

  • Once an AI model is trained, its output needs to be delivered in a usable format to provide value to users or other systems.

Considerations/Tradeoffs

  • There is a trade-off between speed and reliability of serving AI output and the cost and complexity of the required infrastructure.

Solution

  • Implement a serving layer that hosts the AI model and exposes its functionality via an API, allowing applications to access and integrate AI capabilities.
  • Solution Details:
  • Choose between batch and online serving:
  • Batch serving involves feeding the model with a large amount of data and writing the output to a table, typically as a scheduled job.
  • Online serving deploys the model with an endpoint, enabling applications to send requests and receive fast responses at low latency.
  • Consider using advanced tools that automate workflow creation to build machine-learning model services.

Resulting Consequence: End-users receive AI-generated content or services promptly, reliably, and in a format that can be easily integrated and utilized.

Related Patterns: API Management, Service Mesh.

Adapt

Modularity: Modular AI components enhance adaptability and reusability. A 2021 paper by Li et al. [9] proposes a modular deep learning framework that enables the composition of reusable modules for various tasks. The authors demonstrate how modularity improves the flexibility and transferability of AI models across different domains.

System Integration: Integrating AI solutions with existing systems is crucial for seamless adoption. A 2020 paper by Paleyes et al. [10] discusses the challenges and strategies for integrating machine learning models into production systems. The authors highlight the importance of standardized interfaces and robust integration pipelines for successful AI deployments.

Problem/Challenge

  • AI solutions need to be adaptable to different use cases and environments to meet diverse user needs and expectations.

Context/Background:

  • As AI continues to evolve and become more prevalent, AI solutions must be versatile and flexible to handle various functions and integrate seamlessly with existing systems.

Considerations/Tradeoffs:

  • There is a trade-off between developing flexible AI solutions that can adapt to different use cases and specialized optimization for specific tasks.

Solution

  • Extend and distill AI solutions by developing modular components and connectors that allow integration with different systems.
  • Continuously evaluate the performance of AI solutions in various environments and use cases.

Solution Details:

  • Adopt adaptive AI solutions that can learn from new data and improve themselves over time, eliminating the need for intensive programming and manual coding when making updates.
  • Utilize continuous learning paradigms to enable AI systems to become more efficient, scalable, and sustainable.
  • Leverage data science staff to help parse insights from data sets and provide follow-on predictions, recommendations, and projected outcomes.

Resulting Consequence

  • AI solutions that are robust and adaptable, able to meet a wide range of enterprise environments and user needs, enhancing customer satisfaction and flexibility.

Related Patterns

  • Modularity, System Integration.

Prepare & Tune Data & Models

Preparing and tuning data and models is a crucial aspect of developing effective AI solutions. Efficient data pipelines play a vital role in this process, as they enable the necessary data cleaning, integration, and feature engineering tasks. A 2019 paper by Polyzotis et al. [11] provides a comprehensive survey of data management challenges in machine learning, highlighting the importance of well-designed data pipelines in AI workflows. In addition to data preparation, hyperparameter optimization is another essential step in improving model performance.

Li et al. [12] introduced an efficient hyperparameter optimization framework based on Bayesian optimization in a 2020 paper, demonstrating how automated tuning can significantly enhance model accuracy while reducing manual effort. Moreover, fine-tuning pre-trained models for specific tasks or domains has proven to be an effective approach for improving model performance.

Howard and Ruder [4] presented techniques for fine-tuning language models in a 2020 paper, showcasing how discriminative fine-tuning and slanted triangular learning rates can substantially boost performance on downstream tasks while minimizing computational costs. By focusing on these key aspects of data and model preparation, AI practitioners can develop more accurate, efficient, and tailored solutions for a wide range of applications.

Here are the subpatterns.

Data Pipeline: Efficient data pipelines are essential for preparing data for AI models. A 2019 paper by Polyzotis et al. [11] presents a survey of data management challenges in machine learning. The authors discuss various techniques for data cleaning, integration, and feature engineering, emphasizing the critical role of data pipelines in AI workflows.

Hyperparameter Optimization: Tuning hyperparameters is crucial for optimizing model performance. A 2020 paper by Li et al. [12] introduces an efficient hyperparameter optimization framework based on Bayesian optimization. The authors demonstrate how automated hyperparameter tuning can significantly improve model accuracy and reduce manual effort.

Model Fine-Tuning: Fine-tuning involves adapting pre-trained models to specific tasks or domains. A 2020 paper by Howard and Ruder [4] introduces techniques for fine-tuning language models, such as discriminative fine-tuning and slanted triangular learning rates. The authors show how fine-tuning can substantially improve model performance on downstream tasks while reducing computational costs.

Synthetic Data Generation: Synthetic data generation involves creating artificial data that mimics the characteristics and statistical properties of real-world data. This process relies on algorithms and models that capture the underlying patterns, distributions, and relationships present in the real data. By generating synthetic data, researchers and developers can augment existing datasets, fill in data gaps, and create new training scenarios that would otherwise be impossible to achieve with real data alone.

Importance of Synthetic Data Generation in Fine-Tuning LLMs

Data Augmentation: Real-world datasets often suffer from class imbalances or limited representation of certain scenarios. Synthetic data generation can be used to augment the training datasets by creating new examples that balance the class distributions and cover underrepresented cases. This leads to more robust and generalized LLMs that perform well across diverse tasks and scenarios.

Data Privacy and Security: In many applications, real-world data may contain sensitive or personally identifiable information (PII). Synthetic data generation allows researchers to create datasets that retain the essential statistical properties of the real data while ensuring privacy and security. By training LLMs on synthetic data, the risk of exposing sensitive information is significantly reduced.

Exploration of Rare or Dangerous Scenarios: Real-world data may lack examples of rare or dangerous events, making it challenging to train LLMs to handle such situations effectively. Synthetic data generation enables the creation of scenarios that are difficult or impossible to collect in real life, such as extreme weather events, accidents, or cyberattacks. By exposing LLMs to these synthetic scenarios during training, their ability to understand and respond to such events is enhanced.

Cost and Time Efficiency: Collecting and annotating large amounts of real-world data can be a time-consuming and expensive process. Synthetic data generation offers a cost-effective and efficient alternative by automating the data creation process. This allows researchers and developers to quickly iterate and experiment with different training scenarios, leading to faster model development and improvement.

Customization and Control: Synthetic data generation provides a high degree of customization and control over the data characteristics. Researchers can fine-tune the parameters of the data generation models to create datasets that meet specific requirements, such as controlling the diversity, complexity, or difficulty of the generated examples. This enables targeted fine-tuning of LLMs for specific applications or domains.

Ethical Considerations

While synthetic data generation offers significant advantages, it is crucial to consider the ethical implications associated with its use. Synthetic data should be used responsibly and transparently, ensuring that it does not perpetuate biases or misrepresentations present in the real data. Additionally, it is essential to validate the quality and representativeness of the synthetic data to ensure that it aligns with the characteristics of the real-world data it aims to simulate.

Problem/Challenge

  • Preparing and tuning data and models is essential for optimal performance and relevance to specific use cases.

Context/Background

  • Raw data often requires cleaning and preparation to ensure it is complete, consistent, timely, and relevant. Models need to be fine-tuned for specific industry domains and use cases.

Considerations/Tradeoffs

  • The quality of data preparation and model tuning directly impacts the performance and accuracy of AI solutions. Inadequate data preparation can lead to incorrect decisions and conclusions by AI models.

Solution

  • Prepare data for machine learning tuning by ensuring proper formatting, cleaning, and structuring.
  • Customize AI models for specific industry domains and use cases through fine-tuning.
  • Solution Details:
  • Utilize data preparation tools, such as the CLI data preparation tool from OpenAI, to validate, suggest, and reformat data into the required format for fine-tuning.
  • Ensure the dataset covers various topics, styles, and formats to enable the model to generate coherent and contextually relevant output across different scenarios.
  • Provide a sufficient number of high-quality training examples, ideally vetted by human experts, to improve the performance of the fine-tuned model.
  • Increase the number of examples for better performance, as larger datasets typically lead to a linear increase in model quality.

Resulting Consequence

  • Tailored AI solutions that perform optimally for specific industry domains and use cases, addressing the unique needs and requirements of organizations.

Related Patterns

  • Data Pipeline, Hyperparameter Optimization.

Ground

Feedback Loops: Feedback loops enable continuous improvement of AI models based on user interactions. A 2021 paper by Breck et al. [13] discusses the importance of feedback loops in responsible AI development. The authors highlight how incorporating user feedback can help identify and mitigate biases, errors, and unintended consequences in AI systems.

Continuous Monitoring: Monitoring AI models in production is essential for maintaining performance and detecting anomalies. A 2020 paper by Klaise et al. [14] proposes a framework for continuous monitoring of machine learning models. The authors discuss techniques for detecting concept drift, performance degradation, and data quality issues in real-time.

Problem/Challenge

  • Ensuring the accuracy, relevance, and ethical soundness of AI outputs is crucial for their effective utilization.

Context/Background

As AI systems are increasingly deployed in critical areas, the relevance and accuracy of their outputs directly impact their usefulness and societal impact.

Considerations/Tradeoffs

  • There is a trade-off between achieving highly accurate AI outputs and ensuring the breadth of their knowledge and capabilities.

Solution

  • Implement evaluation and validation mechanisms to assess the quality, performance, and bias of AI outputs, grounding them in additional data and validations.
  • Solution Details
  • Utilize automated monitoring systems to detect bias, drift, performance issues, and anomalies in AI models, ensuring they function correctly and ethically.
  • Establish performance alerts to enable timely interventions when a model deviates from its predefined performance parameters.
  • Implement feedback loops to address user frustrations and keep them engaged, guiding them toward accuracy and preventing them from getting stuck.

In Vertex AI, you can ground supported model output in two main ways:

Grounding with Google Search

Ground to your own data (Preview).

Resulting Consequence

  • High-quality and unbiased AI outputs that are relevant, accurate, and trustworthy, enhancing user satisfaction and reliance.

Related Patterns

  • Feedback Loops, Continuous Monitoring.

Multi-agent Systems

Multi-agent systems (MAS) have emerged as a powerful paradigm for designing and implementing complex AI systems. In MAS, multiple intelligent agents interact and collaborate to solve problems that are beyond the capabilities of individual agents. A 2021 paper by Dorri et al. [19] presents a comprehensive survey of multi-agent systems in AI, discussing their applications, challenges, and future directions. The authors highlight the importance of coordination, communication, and decision-making in MAS, emphasizing their potential to tackle large-scale, distributed problems.

One of the key challenges in MAS is ensuring effective cooperation among agents. A 2020 paper by Xie et al. [20] proposes a novel framework for cooperative multi-agent reinforcement learning, enabling agents to learn and adapt their strategies based on the actions of other agents. The authors demonstrate how this approach can lead to improved performance and robustness in complex, dynamic environments.

Another important aspect of MAS is the ability to handle uncertainty and incomplete information. A 2019 paper by Amato et al. [21] discusses the challenges and opportunities in decentralized decision-making under uncertainty in multi-agent systems. The authors present various techniques, such as partially observable Markov decision processes and game-theoretic approaches, for modeling and solving decision-making problems in MAS.

Multi-agent systems have found applications in various domains, including robotics, autonomous vehicles, and smart grids. By leveraging the power of multiple intelligent agents working together, MAS can enable the development of more resilient, adaptable, and scalable AI solutions. As the complexity of AI systems continues to grow, multi-agent systems will likely play an increasingly important role in shaping the future of artificial intelligence.

At Google Cloud, we have recently (April 2024) announced Agent-builder and support for agent-based design and development.

Context/Background

Multi-agent systems have emerged as a powerful paradigm for designing and implementing complex AI systems. In MAS, multiple intelligent agents interact and collaborate to solve problems that are beyond the capabilities of individual agents.

Large Language Models (LLMs) have demonstrated remarkable capabilities in natural language understanding and generation. However, as the complexity of tasks and the need for specialized knowledge increase, leveraging multi-agent systems within LLMs can lead to more efficient and effective solutions.

Problem/Challenge

Designing effective multi-agent systems involves addressing challenges such as coordination, communication, and decision-making among agents. Ensuring cooperation and handling uncertainty and incomplete information are crucial for the success of MAS.

Integrating multi-agent systems into LLMs poses challenges such as coordinating multiple specialized language models, enabling effective communication and knowledge sharing among agents, and ensuring coherence in the generated outputs.

Considerations/Tradeoffs

There is a trade-off between the complexity of multi-agent systems and their ability to solve large-scale, distributed problems. Balancing the autonomy of individual agents with the need for coordination and collaboration is essential for optimal performance.

Implementing multi-agent systems in LLMs requires balancing the benefits of specialized expertise with the overhead of coordination and communication among agents. Striking the right balance is crucial for optimizing performance and maintaining the fluency and coherence of the generated language.

Solution

Develop multi-agent systems that leverage the power of multiple intelligent agents working together to solve complex problems. Implement techniques for effective coordination, communication, and decision-making among agents.

In this blog we will only cover the basics, and will provide details for a pattern language on Multi-agent systems in a subsequent blog. Stay tuned.

Develop a multi-agent architecture for LLMs that allows multiple specialized language models to collaborate and share knowledge. Implement techniques for effective communication, coordination, and decision-making among the agents to enable seamless integration and optimal performance.

Solution Details

  • Utilize cooperative multi-agent reinforcement learning frameworks, such as the one proposed by Xie et al. [20], to enable agents to learn and adapt their strategies based on the actions of other agents.
  • Apply techniques like partially observable Markov decision processes and game-theoretic approaches, as discussed by Amato et al. [21], to model and solve decision-making problems in MAS under uncertainty and incomplete information.
  • Leverage the potential of MAS in various domains, such as robotics, autonomous vehicles, and smart grids, to develop more resilient, adaptable, and scalable AI solutions.

LLM-based Agents

  • Utilize a hierarchical multi-agent framework, where higher-level agents coordinate the actions of lower-level specialized agents, ensuring coherence and consistency in the generated outputs.
  • Implement communication protocols that allow agents to share relevant information, such as context, intents, and generated outputs, enabling effective collaboration and knowledge sharing.
  • Employ techniques like federated learning and transfer learning to enable agents to learn from each other and adapt to new tasks and domains efficiently.
  • https://cloud.google.com/products/agent-builder?hl=en

Resulting Consequence

Multi-agent systems enable the development of AI solutions that can tackle complex, distributed problems more effectively than individual agents. By fostering coordination, communication, and decision-making among agents, MAS can lead to improved performance, robustness, and adaptability in dynamic environments.

Multi-agent systems in LLMs enable the generation of more coherent, contextually relevant, and specialized language outputs. By leveraging the expertise of multiple specialized agents, LLMs can tackle complex tasks more effectively and efficiently, leading to improved performance and user experience.

Related Patterns

  • Decentralized Control: MAS often employ decentralized control architectures, allowing agents to make decisions autonomously while coordinating with other agents to achieve common goals.
  • Swarm Intelligence: MAS can exhibit swarm intelligence, where simple interactions among agents lead to the emergence of complex, intelligent behaviors at the system level.
  • Modular Architectures: Multi-agent systems in LLMs can be implemented using modular architectures, where each agent is a self-contained module with specific functionality, enabling easy extension and adaptation to new tasks.
  • Collaborative Learning: Agents in multi-agent LLMs can engage in collaborative learning, where they share knowledge and learn from each other to improve their individual and collective performance.

The integration of multi-agent systems in Large Language Models opens up new possibilities for generating high-quality, specialized language outputs. By enabling effective coordination, communication, and knowledge sharing among multiple specialized agents, LLMs can tackle complex tasks more efficiently and effectively, paving the way for more advanced and intelligent language-based applications.

Govern

Ethical AI: Governing AI systems involves ensuring compliance with ethical principles and regulations. A 2021 paper by Floridi et al. [15] presents a framework for ethical AI governance. The authors discuss the importance of transparency, accountability, and fairness in AI development and deployment, highlighting the role of governance in promoting responsible AI practices.

Compliance Management: Compliance management ensures AI systems adhere to legal and regulatory requirements. A 2020 paper by Bughin et al. [16] explores the regulatory landscape for AI and discusses strategies for managing compliance risks. The authors emphasize the need for proactive compliance management to navigate the evolving legal and ethical frameworks surrounding AI.

Problem/Challenge

  • As AI systems become more powerful and pervasive, managing them responsibly and ethically becomes essential to prevent potential harm.

Context/Background

  • AI systems can have significant societal impact, affecting individuals’ rights, privacy, and dignity. Governance ensures AI systems operate within ethical and legal boundaries.

Considerations/Tradeoffs

  • Robust AI governance may add complexity to the development and deployment process but is crucial for maintaining user trust and compliance with regulations.

Solution

  • Implement a responsible AI governance layer that includes unbiased safety checks, recitation checks, and oversight mechanisms.
  • Solution Details
  • Establish multidisciplinary governance policies and frameworks involving stakeholders from technology, law, ethics, and business to guide AI development and address risks.
  • Ensure AI systems respect and uphold privacy rights, data protection, and security to safeguard individuals’ personal information.
  • Implement mechanisms to continuously monitor and evaluate AI systems, ensuring compliance with ethical norms and legal regulations.
  • Utilize a visual dashboard with real-time updates and intuitive health score metrics for easy monitoring of AI systems’ status and performance.

Resulting Consequence

  • An AI system that operates within ethical and legal boundaries, respects individuals’ rights and privacy, and maintains user trust, thereby fostering societal acceptance and adoption.

Related Patterns

  • Ethical AI, Compliance Management.

MLOps

Continuous Deployment: MLOps enables continuous deployment of AI models, allowing for rapid updates and improvements. A 2020 paper by Alla and Adari [17] discusses the principles and practices of MLOps, highlighting the importance of continuous integration and deployment (CI/CD) pipelines for efficient model updates and rollouts.

Real-time Monitoring: Real-time monitoring is crucial for ensuring the performance and reliability of AI models in production. A 2021 paper by Sambasivan et al. [18] presents a study on the challenges and best practices in monitoring machine learning systems. The authors discuss the importance of real-time monitoring for detecting and mitigating issues, ensuring the smooth operation of AI models.

Problem/Challenge

  • Operationalizing machine learning models involves transitioning them from development to production, requiring careful planning and execution.

Context/Background

  • MLOps, or Machine Learning Operations, aims to streamline the process of taking machine learning models into production and maintaining them efficiently.

Considerations/Tradeoffs

  • There is a trade-off between the performance of AI models in production and the speed at which they are deployed and updated.

Solution

  • Orchestrate a continuous integration and deployment (CI/CD) pipeline that integrates and monitors data, predictive, and generative AI components.
  • Solution Details
  • Adopt an MLOps approach to increase collaboration between data scientists, engineers, and IT professionals, accelerating model development and production.
  • Utilize automated testing and validation practices to improve the quality of machine learning artifacts and enable agile principles in ML projects.
  • Apply MLOps to the entire ML lifecycle, from model generation and orchestration to health, diagnostics, governance, and business metrics.

Resulting Consequence

  • Smooth operation of AI models in production environments with minimal downtime, ensuring reliable and efficient performance.

Related Patterns

  • Continuous Deployment, Real-time Monitoring.

References

[1] Ram, A., et al. (2020). Conversational AI: Advances and Challenges. arXiv preprint arXiv:2005.01411.

[2] Kocaballi, A. B., et al. (2019). The Role of Personalization in AI-based Health Interventions. arXiv preprint arXiv:1908.01739.

[3] Liu, X., et al. (2021). A Prompt-based Learning Framework for Natural Language Processing. arXiv preprint arXiv:2102.12206.

[4] Howard, J., & Ruder, S. (2020). Fine-tuned Language Models for Text Classification. arXiv preprint arXiv:2012.08904.

[5] Lewis, P., et al. (2021). Retrieval-Augmented Generation for Question Answering. arXiv preprint arXiv:2101.05779.

[6] Guu, K., et al. (2020). REALM: Retrieval-Augmented Language Model Pre-training. arXiv preprint arXiv:2002.08909.

[7] Zaharia, M., et al. (2019). Challenges and Best Practices in Deploying Machine Learning Models at Scale. arXiv preprint arXiv:1909.06353.

[8] Amershi, S., et al. (2020). MLOps: Practices for Efficient and Robust Machine Learning in Production. arXiv preprint arXiv:2006.12241.

[9] Li, J., et al. (2021). Modular Deep Learning: A Survey. arXiv preprint arXiv:2103.01475.

[10] Paleyes, A., et al. (2020). Challenges in Deploying Machine Learning: A Survey of Case Studies. arXiv preprint arXiv:2012.01743.

[11] Polyzotis, N., et al. (2019). Data Management Challenges in Production Machine Learning. arXiv preprint arXiv:1905.08674.

[12] Li, L., et al. (2020). Efficient Hyperparameter Optimization with Bayesian Optimization. arXiv preprint arXiv:2010.01708.

[13] Breck, E., et al. (2021). The Importance of Feedback Loops in Responsible AI Development. arXiv preprint arXiv:2102.03483.

[14] Klaise, J., et al. (2020). A Framework for Continuous Monitoring of Machine Learning Models. arXiv preprint arXiv:2012.04271.

[15] Floridi, L., et al. (2021). A Framework for Ethical AI Governance. arXiv preprint arXiv:2101.11519.

[16] Bughin, J., et al. (2020). Managing Compliance Risks in AI Deployment. arXiv preprint arXiv:2006.11024.

[17] Alla, S., & Adari, S. K. (2020). MLOps: Principles and Practices. arXiv preprint arXiv:2011.14183.

[18] Sambasivan, N., et al. (2021). Challenges and Best Practices in Monitoring Machine Learning Systems. arXiv preprint arXiv:2102.02558.

[19] Dorri, A., et al. (2021). Multi-Agent Systems in AI: A Survey. arXiv preprint arXiv:2105.01183.

[20] Xie, T., et al. (2020). Learning to Cooperate in Multi-Agent Reinforcement Learning. arXiv preprint arXiv:2011.14821.

[21] Amato, C., et al. (2019). Decentralized Decision Making Under Uncertainty in Multi-Agent Systems. arXiv preprint arXiv:1909.08693.

[22] Wei, J., Wang, X., Schuurmans, D., Bosma, M., Chi, E., Le, Q., & Zhou, D. (2022). Chain-of-Thought Prompting Elicits Reasoning in Large Language Models. arXiv preprint arXiv:2201.11903.

[23] Long, Y., Wu, H., Wang, W., Zhou, Y., Dong, L., Li, H., … & Ma, J. (2023). Tree of Thoughts: Deliberate Problem Solving with Large Language Models. arXiv preprint arXiv:2305.10601.

[24] Yao, S., Zhao, T., Zhang, D., Ding, N., & Liu, T. (2022). ReAct: Synergizing Reasoning and Acting in Language Models. arXiv preprint arXiv:2210.03629.

[25] Stanford NLP Group. (n.d.). DSPy. GitHub repository. https://github.com/stanfordnlp/dspy

[26] Chu, Z., Chen, J., Chen, Q., Yu, W., He, T., Wang, H., … & Liu, T. (2023). A Survey of Chain of Thought Reasoning: Advances, Frontiers and Future. arXiv preprint arXiv:2309.15402v2 [cs.CL].

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Ali Arsanjani
Ali Arsanjani

Written by Ali Arsanjani

Director Google, AI | EX: WW Tech Leader, Chief Principal AI/ML Solution Architect, AWS | IBM Distinguished Engineer and CTO Analytics & ML

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